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Level 1 Diploma in Compliance and Regulatory Practices

Entry Level Career Pathway Program - No Exam - Instant Free Certificate - Free Workplace Management Toolkit

Empower UK Employment Training

Summary

Price
Save 4%
£12 inc VAT (was £12.50)
Offer ends 30 April 2024
Study method
Online, On Demand What's this?
Duration
2.2 hours · Self-paced
Qualification
No formal qualification
Certificates
  • Reed Courses Certificate of Completion - Free
Additional info
  • Tutor is available to students
3 students purchased this course

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Overview

Level 1 Diploma in Compliance and Regulatory Practices

Step into the rigorous world of Compliance with our Level 1 Diploma, meticulously designed for precision and clarity. Dive deep into the essential elements of Compliance, understanding risk management and the repercussions of noncompliance.

Learning Outcomes:

  • Define basic Compliance elements.
  • Explain CMS structure in Compliance.
  • Implement Compliance risk classification.
  • Evaluate Compliance risk management.
  • Develop plans for Compliance penalties.

More Benefits:

  • LIFETIME access
  • Device Compatibility
  • No Exam, Instant Free Certificate on Compliance
  • Free Workplace Management Toolkit

Curriculum

3
sections
16
lectures
2h 12m
total

    • 1: Introduction to Compliance Management 08:12
    • 2: The Basic Elements of Compliance 10:02
    • 3: Structure of Compliance Management System (CMS) 11:08
    • 4: Compliance And Ethics 08:53
    • 5: Compliance Risk 09:15
    • 6: Classification of Risk 13:59
    • 7: Risk Management Process 09:31

    • 8: The Basic Elements of Compliance 06:00 PDF
    • 9: Learn The CMS Structure in Compliance 06:00 PDF
    • 10: Compliance, Ethics & Barriers 05:00 PDF
    • 11: Compliance Risk Classification 05:00 PDF
    • 12: Risk Management 101 08:00 PDF
    • 13: Penalties for Noncompliance 06:00 PDF
    • 14: Course Survey 01:00 PDF

Course media

Description

Level 1 Diploma in Compliance and Regulatory Practices Course Syllabus

  • The Basic Elements of Compliance: Gain foundational knowledge of the key elements that constitute Compliance in regulatory practices.

  • Learn The CMS Structure in Compliance: Understand the structure and components of a Compliance Management System (CMS) in the context of Compliance.

  • Compliance, Ethics & Barriers: Master the ethical considerations and potential barriers in implementing Compliance measures.

  • Compliance Risk Classification: Acquire skills in classifying and assessing risks related to Compliance.

  • Risk Management 101: Learn the fundamentals of risk management as it pertains to Compliance.

  • Penalties for Noncompliance: Understand the legal and financial repercussions of failing to adhere to Compliance standards.

Who is this course for?

This Compliance course is for anyone. This Level 1 qualification will enable you to progress into further learning in Compliance; such as:

  • Level 2 Diploma in Compliance Management
  • Level 3 Diploma in Compliance Management
  • Level 4 Diploma in Compliance & Risk Management
  • Level 5 Diploma in Compliance & Risk Management

Requirements

Learners must be at least 14 years old.

Questions and answers

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Certificates

Reed Courses Certificate of Completion

Digital certificate - Included

Will be downloadable when all lectures have been completed.

Reviews

3.0
Course rating
70%
Service
60%
Content
50%
Value

Legal information

This course is advertised on reed.co.uk by the Course Provider, whose terms and conditions apply. Purchases are made directly from the Course Provider, and as such, content and materials are supplied by the Course Provider directly. Reed is acting as agent and not reseller in relation to this course. Reed's only responsibility is to facilitate your payment for the course. It is your responsibility to review and agree to the Course Provider's terms and conditions and satisfy yourself as to the suitability of the course you intend to purchase. Reed will not have any responsibility for the content of the course and/or associated materials.

FAQs

Study method describes the format in which the course will be delivered. At Reed Courses, courses are delivered in a number of ways, including online courses, where the course content can be accessed online remotely, and classroom courses, where courses are delivered in person at a classroom venue.

CPD stands for Continuing Professional Development. If you work in certain professions or for certain companies, your employer may require you to complete a number of CPD hours or points, per year. You can find a range of CPD courses on Reed Courses, many of which can be completed online.

A regulated qualification is delivered by a learning institution which is regulated by a government body. In England, the government body which regulates courses is Ofqual. Ofqual regulated qualifications sit on the Regulated Qualifications Framework (RQF), which can help students understand how different qualifications in different fields compare to each other. The framework also helps students to understand what qualifications they need to progress towards a higher learning goal, such as a university degree or equivalent higher education award.

An endorsed course is a skills based course which has been checked over and approved by an independent awarding body. Endorsed courses are not regulated so do not result in a qualification - however, the student can usually purchase a certificate showing the awarding body's logo if they wish. Certain awarding bodies - such as Quality Licence Scheme and TQUK - have developed endorsement schemes as a way to help students select the best skills based courses for them.
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